Our Broker/Dealer: Cadaret Grant and Co. Inc.

Providing the latest technology platforms, the support of a dynamic-minded management team, and the freedom to be you

Cadaret Grant and Co., Inc. is an independent broker/dealer located in Syracuse New York that serves over 900 financial advisors in over 500 branches across United States.

Clearing Firm: Pershing LLC

They clear through Pershing LLC., a leading provider of financial services for many organizations worldwide. Pershing’s parent company is The Bank of New York Mellon Corporation, which ranks among the top financial service companies and has a market capitalization of 32 billion as of December 10, 2008.

Pershing is a member of the Securities Investor Protection Corporation (SIPC) and as a result, your clients’ assets are protected up to $500,000 in value, including $100,000 cash awaiting re-investment.